-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TILOU3s604ib+koQ11OD3ZRqZmiRqzXmWaee6eMDcmCKZAq617EQGtZC8zou9ESK 5EF5ivpozMdHFCZOaMm2gQ== 0000897069-03-000169.txt : 20030212 0000897069-03-000169.hdr.sgml : 20030212 20030212144955 ACCESSION NUMBER: 0000897069-03-000169 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20030212 GROUP MEMBERS: THE YACKTMAN FUNDS, INC. GROUP MEMBERS: YACKTMAN ASSET MANAGEMENT CO. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YACKTMAN DONALD A CENTRAL INDEX KEY: 0001173739 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1110 LAKE COOK RD STREET 2: STE 385 CITY: BUFFALO GROVE STATE: IL ZIP: 60089 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DEPARTMENT 56 INC CENTRAL INDEX KEY: 0000902270 STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260] IRS NUMBER: 133684956 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45616 FILM NUMBER: 03554056 BUSINESS ADDRESS: STREET 1: ONE VILLAGE PL STREET 2: 6436 CITY W PKWY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 6129445600 MAIL ADDRESS: STREET 1: ONE VILLAGE PLACE STREET 2: 6436 CITY WEST PKWY CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 SC 13G/A 1 sdc328.txt 13G AMENDMENT 6 ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden Hours per response . . . . . . . 11 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* DEPARTMENT 56 INCORPORATED - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 249509100 ------------------------------------------------------------------------ (CUSIP Number) December 31, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 7 Pages - -------------------------------------- CUSIP No. 249509100 - -------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald A. Yacktman - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [X] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 74,000 -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 32,200(1) -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 74,000 -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 57,500(1) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 131,500 - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not Applicable - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.0%(2) - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN ================================================================================ (1) Represents shares beneficially owned by Yacktman Asset Management Co.; the undersigned holds 100% of the outstanding shares of capital stock of Yacktman Asset Management Co. (2) Based upon an aggregate of 13,074,155 shares outstanding at September 28, 2002. Page 2 of 7 Pages - -------------------------------------- CUSIP No. 249509100 - -------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Yacktman Funds, Inc. - 36-3831621 - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [X] - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES -0- -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not Applicable - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.0%(1) - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IV ================================================================================ (1) Based upon an aggregate of 13,074,155 shares outstanding at September 28, 2002. Page 3 of 7 Pages - -------------------------------------- CUSIP No. 249509100 - -------------------------------------- ================================================================================ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Yacktman Asset Management Co. - 36-3780592 - -------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (SEE INSTRUCTIONS) (b) [X] N/A - -------- ---------------------------------------------------------------------- 3 SEC USE ONLY - -------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 32,200 -------- -------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY -0- -------- -------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 57,500 -------- -------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 57,500 - -------- ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not Applicable - -------- ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.4%(1) - -------- ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA ================================================================================ (1) Based upon an aggregate of 13,074,155 shares outstanding at September 28, 2002. Page 4 of 7 Pages - -------------------------------------- CUSIP No. 249509100 - -------------------------------------- This Amendment No. 6 to the undersigned's Schedule 13G, which was originally filed on March 7, 1997 (the "Schedule 13G") with regard to Department 56 Incorporated (the "Issuer") is being filed to amend Items 4 and 5 of the Schedule 13G. Except as expressly stated herein, there have been no material changes in the information set forth in the Schedule 13G. Item 4. Ownership: Donald A. Yacktman (a) Amount Beneficially Owned: 131,500 (b) Percent of Class: 1.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 74,000 (ii) shared power to vote or to direct the vote: 32,200 (iii) sole power to dispose or to direct the disposition of: 74,000 (iv) shared power to dispose or to direct the disposition of: 57,500 The Yacktman Funds, Inc. (a) Amount Beneficially Owned: -0- (b) Percent of Class: 0.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: -0- (iv) shared power to dispose or to direct the disposition of: -0- Yacktman Asset Management Co. (a) Amount Beneficially Owned: 57,500 (b) Percent of Class: 0.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 32,200 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 57,500 (iv) shared power to dispose or to direct the disposition of: -0- Page 5 of 7 Pages - -------------------------------------- CUSIP No. 249509100 - -------------------------------------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Exhibits. 1. Agreement to file Schedule 13G jointly. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 6, 2003. /s/ Donald A. Yacktman - --------------------------------------- Donald A. Yacktman THE YACKTMAN FUNDS, INC. By: /s/ Donald A. Yacktman ----------------------------------- Donald A. Yacktman President YACKTMAN ASSET MANAGEMENT CO. By: /s/ Donald A. Yacktman ----------------------------------- Donald A. Yacktman President Page 6 of 7 Pages EX-99.1 3 sdc328a.txt AGREEMENT TO FILE SCHEDULE 13G JOINTLY - ------------------------------------------------------ CUSIP No. 249509100 - ------------------------------------------------------ EXHIBIT 1 AGREEMENT dated as of February 6, 2003, by and among Donald A. Yacktman ("Yacktman"), Yacktman Asset Management Co., an Illinois corporation ("Yacktman Asset Management") and The Yacktman Funds, Inc., a Maryland corporation (the "Yacktman Funds"). WHEREAS, in accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934 (the "Act"), only one such statement need be filed whenever two or more persons are required to file a statement pursuant to Section 13(d) of the Act with respect to the same securities, provided that said persons agree in writing that such statement is filed on behalf of each of them. NOW, THEREFORE, in consideration of the premises and mutual agreements herein contained, the parties hereto agree as follows: Each of Yacktman, Yacktman Asset Management and The Yacktman Funds hereby agree, in accordance with Rule 13d-1(k) under the Act, to file one Statement on Schedule 13G relating to their ownership of the Common Stock of Department 56 Incorporated and hereby further agree that said Statement shall be filed on behalf of each of Yacktman, Yacktman Asset Management and The Yacktman Funds. Nothing herein shall be deemed to be an admission that the parties hereto, or any of them are members of a "group" (within the meaning of Section 13(d) of the Act and the rules promulgated thereunder) with respect to any securities of Department 56 Incorporated. IN WITNESS WHEREOF, the parties have executed this Agreement as of the date first written above. /s/ Donald A. Yacktman ---------------------------------------- Donald A. Yacktman THE YACKTMAN FUNDS, INC. By: /s/ Donald A. Yacktman ------------------------------------ Donald A. Yacktman President YACKTMAN ASSET MANAGEMENT CO. By: /s/ Donald A. Yacktman ------------------------------------ Donald A. Yacktman President Page 7 of 7 Pages -----END PRIVACY-ENHANCED MESSAGE-----